Trust & Fiduciary Law
This practice area focuses on investment-related matters for plans as well as banking law matters for banks and trust companies. Investment-related matters for plans include reviewing private investment fund documentation, identifying fee disclosure requirements of plan service providers, addressing prohibited transaction matters for plans and reviewing ERISA § 404(c) arrangements for compliance.
Ted Rice leads this practice area. Ted brings many years experience as trust counsel for a large bank trust department to this area of practice as well as his familiarity with Office of the Comptroller of the Currency, fiduciary requirements for national banks, state banking law requirements for trust service providers, and Securities and Exchange Commission rules for bank custodians.
